C181: Ethics, Markets and Regulations in Investment Firms

C181: Ethics, Markets and Regulations in Investment Firms

About the Course

Professional ethical standards are an essential element of each regulated Investment Firm. Awareness of Financial Markets, Investment Products, Taxes, costs, and other parameters that affect investment products performance is essential. Also, CySEC rules and regulations is a very important part of anybody’s general knowledge about investment services. Employees should receive periodic training to keep them cognizant of industry, financial markets, regulatory developments and their ethical implications. This course provides covers in 3 chapters: Ethics, Markets and Regulations,  for employees of Investment Firms to keep up with industry standards and to comply with the latest regulatory circulars. (updates 2017)

The course is conducted online. Timed online exams for each chapter is also provided. A printable course outline and certificate are provided as proof of training.

Learning Plan

  • Access to study material will be provided.
  • Access to online exam will be provided.
  • Throughout the course support will be available for any questions.

    Class Venue

     Self Study – Online

    Get compliant now!

    Enroll now in this course and get compliant with CySEC requirements for Sales/Retention personnel. Contact us at info@fxachieve.com

    Phone: +357-25123245
    Fax: info@fxachieve.com
    Corner Anexartesias & Kyriakou Matsi Street 3,
    Limassol Tower, 5th Floor, Limassol 3040, Cyprus