C181: Ethics, Regulations and Markets
Professional ethical standards are an essential element of each regulated Investment Firm. Awareness of Financial Markets, Investment Products, Taxes, costs, and other parameters that affect investment products performance is essential. Also, CySEC rules and regulations is a very important part of anybody’s general knowledge about investment services. Employees should receive periodic training to keep them cognizant of industry, financial markets, regulatory developments and their ethical implications. This course provides covers in 3 chapters: Ethics, Markets and Regulations, for employees of Investment Firms to keep up with industry standards and to comply with the latest regulatory circulars. (updates 2017)
The course is conducted online. Timed online exams for each chapter is also provided. A printable course outline and certificate are provided as proof of training.
- Access to study material will be provided
- Access to online exam will be provided
- Throughout the course support will be available for any questions
- Once successfully completed the online exam, you will be able to print a proof of training certificate